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Job description
A critical role in Barings' Compliance team responsible for maintaining and developing an enterprise-wide investment guideline monitoring program. The position requires expertise in assessing and mitigating investment guideline risks across diverse financial products while ensuring regulatory compliance.
Primary responsibilities include accurately coding and implementing investment restrictions in the Aladdin compliance system, liaising with multiple stakeholders like portfolio managers and legal teams, monitoring investment guidelines pre and post-trade, and escalating potential regulatory or client investment restriction breaches.
The role requires a graduate with minimum 5 years' asset management experience, preferably in Compliance or Middle Office, with 3-5 years of specific guideline management experience. Strong understanding of EU regulations like UCITS & AIFMD, US regulations such as 1940 Act, and proficiency in compliance systems are essential.
Barings offers a dynamic, team-driven culture dedicated to meeting evolving investment needs, providing opportunities for professional growth, and maintaining a diverse, inclusive workplace that values individual contributions and client-centric strategies.
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