The primary responsibilities include carrying out ongoing and ad-hoc compliance tasks, such as reviewing client communications, assisting with regulatory regime implementations, developing relationships with appointed representatives, and providing technical advice and recommendations.
The role requires a candidate with at least 3 years of broad-based compliance experience in financial services, preferably in fund or asset management. Strong understanding of FCA regulatory requirements, ability to interpret complex regulatory standards, and experience in turning regulations into practical business policies and procedures are essential.
IQ-EQ offers a dynamic work environment with opportunities for professional growth, learning and development programs, and a commitment to sustainability and diversity. The company provides a hybrid working approach and invests in employee potential through various career development initiatives.
