Primary responsibilities include managing financial promotions compliance for PIMCO EMEA, overseeing all marketing materials to ensure they meet regulatory standards, and providing comprehensive compliance advice across legal entities and branches. The role requires thorough review of marketing communications, ensuring adherence to regulations concerning new products, ESG requirements, and marketing strategies.
The ideal candidate must possess proven compliance experience in financial services, with in-depth knowledge of UK and EU regulatory requirements. Strong analytical skills are essential for assessing regulatory changes, conducting horizon scanning, and proactively evolving compliance strategies. Exceptional communication skills are crucial for conveying complex regulatory concepts and delivering effective training to marketing teams.
PIMCO offers a dynamic work environment within a global investment management firm, providing opportunities to work with a high-performance team that values diversity, collaboration, and professional growth. The role presents a chance to contribute to a best-in-class compliance program, influence marketing strategies, and play a critical role in maintaining the firm's regulatory integrity and reputation.
