A senior-level role in Global Markets Supervision at TD Securities focusing on driving strong supervisory practices across Equities, Fixed Income, FX, and Commodities products in Europe & Asia. The role requires extensive regulatory knowledge and experience in financial services to manage compliance, oversee business conduct, and implement supervisory frameworks.
Responsible for primary supervision of Equities products and providing coverage across TD Securities' Global Markets franchise in Europe & Asia. Primary duties include managing key relationships with business line supervisors, coordinating day-to-day supervision, and ensuring regulatory compliance across various market segments.
Requires minimum 5 years of Capital Markets experience, strong understanding of regulatory requirements like MiFID and MAR, and expertise in the three Lines of Defense risk management framework. Candidates must demonstrate advanced analytical skills, proficiency in MS Office (especially Excel), and ability to work independently while collaborating effectively with multiple stakeholders.
TD offers a comprehensive total rewards package including competitive compensation, health benefits, career development opportunities, and a commitment to fostering an inclusive work environment. The role provides exposure to complex regulatory landscapes and opportunities for professional growth within a leading global financial institution.
